Raleigh, NC, Oct. 17, 2013 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation at the 2013 NSCP (National Society of Compliance Professionals Conference) in Washington, D.C., on October 21st through 23rd.
RegEd's Enterprise Compliance Platform supports FINRA rep and broker dealer compliance; producer/advisor On-Boarding, Licensing and Registration; Social Media and Customer Communications Review, Monitoring and Archival; and, Compliance Monitoring and Conflict Management.
NSCP's annual conference provides financial services
professionals with interactive forums, led by experienced industry
veterans, who focus on the practical implementation of compliance
policies and procedures. Recognized as one of the most
comprehensive educational offerings within the securities
compliance industry, the NSCP National Membership Meeting covers
more than 80 topics encompassing Investment Advisers,
Broker-Dealers, Hedge Fund/Private Fund and Investment Company
compliance issues. This year, the NSCP will focus on recent
regulatory developments and hot-topics such as enforcement issues,
electronic and social communications regulation and international
compliance.
RegEd's CEO, John M. Schobel stated, "NSCP's mission to serve and
support compliance professionals in the securities industry is
paramount to increasing compliance awareness, knowledge and best
practices in our industry," Mr. Schobel continued, "RegEd is
proud to support this outstanding organization".
RegEd representatives will be on site to meet with conference attendees interested in the latest developments and RegEd's Enterprise Compliance Platform and solutions addressing Social Media, Advertising Review and Customer Communications Compliance; Licensing and Registration; and, Compliance Monitoring and Conflict Management including Personal Securities Accounts, Outside Business Activities, Gifts and Entertainment and Political Contributions.
RegEd business leaders joining RegEd Sales, Client Relationship Management and Product Management representatives include John M. Schobel, Chief Executive Officer, Debra Freitag, Chief Strategy Officer, Val Poltorak, Chief Client Officer and Ann Robinson, Senior Vice President of Product Management. Each have more than 15 years of experience in the insurance and securities compliance domain, and Mr. Schobel and Ms. Robinson are recognized for their expertise in broker dealer compliance and risk management best practices.
RegEd is exhibiting at the conference and can be located at Booths 26 and 27 in the main exhibit hall of the Washington Hilton Hotel. For more information on RegEd or its attendance at the 2013 Annual NSCP Conference, please call 800-334-8322 or email sales@reged.com.
About RegEd
RegEd, Incorporated, a StoneRiver company, is a leading provider of
compliance technology solutions serving over 800 enterprise
customers including the nation's largest financial services
firms. Established in 1994 by former regulators, the company
is a recognized industry authority and has created the standard of
excellence for rule-based compliance automation for broker-dealers,
investment advisors, insurance companies and their
distributors. RegEd solutions drive new levels of operational
efficiency and enable firms to cost-effectively comply with state
and FINRA regulations while mitigating risk. For more
information, please visit www.reged.com.