Raleigh, NC, Jan. 13, 2016 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that it will mark the fifth anniversary of the RegEd Compliance Alliance (RCA) Client Conference by hosting the event in historic Charleston, SC, on April 18th-20th, 2016.
The 2016 RegEd Compliance Alliance will provide executives and senior managers from Compliance, Risk Management, Legal, Governance and Operations, including Licensing and Registration professionals, with the unique opportunity to learn about and discuss today’s critical regulatory challenges, engage with regulators and industry leaders on the latest updates and trends, and discuss compliance best practices with peers and RegEd subject matter experts.
The RCA 2016 conference program is focused on the theme, Conquering Challenges. John M. Schobel, CEO & Founder of RegEd, commented, “In 2016 and beyond, new and complex challenges are coming to the forefront, regardless of whether you’re in your firm’s compliance, legal or licensing and registration function. Regulatory scrutiny of firms both large and small continues to intensify, resulting in more enforcement actions and costly fines when violations are uncovered.” Schobel continued, “With regulators expanding their oversight, and increasingly employing technology to more effectively identify outliers, firms must look beyond the compliance processes and tools of the past, which have been rendered ineffective in the current climate.”
The RCA 2016 conference program will deliver the latest information and expert analysis surrounding the industry’s pressing regulatory, compliance and business concerns in an educational and collaborative forum. Session topics will include, among other subjects, FINRA, SEC, and State Insurance Department regulatory updates and enforcement trends; conflicts of interest; and challenges, opportunities and best practices in managing regulatory change, policies and procedures, regulatory exams, compliance books and records, and licensing and registration data. Developments related to NARAB legislation, updates to NIPR, and the latest on FINRA’s WebEFT and WebCRD initiatives will also be the focus of conference sessions.
For more details about the RegEd Compliance Alliance (RCA) Client Conference or information on RegEd's compliance management, licensing and registration, and product education solutions, visit www.reged.com.
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About RegEd
RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. For more information, visit www.reged.com.