Incapital Honored for Innovation and Industry Leadership

mtn-i Americas Awards Include IFC Impact Notes


CHICAGO and BOCA RATON, Fla., May 6, 2014 (GLOBE NEWSWIRE) -- Incapital's Structured Investments team received two top honors at the mtn-i Americas Awards, including an award for Landmark Deal for a new hybrid note that the firm launched with Morgan Stanley. Incapital was also honored for the firm's innovation in the development of a new tool to help individual investors.

Incapital was recognized with a Landmark Deal award for its work with Morgan Stanley in the development and distribution of a new series of hybrid notes that provided additional return potential for investors. The firm's creativity in designing a new tool to help investors track quarterly payouts also earned Incapital a coveted Investor Solutions award.

"It is always nice to be recognized for great work by your peers," said Glenn Lotenberg, ‎Managing Director at Incapital. "There is a growing recognition about our Structured Investment team's relentless commitment to deliver the consistent, firm-wide execution that Incapital is known for."

Incapital also played a central role in the design and development of new offerings from SunTrust Bank and IFC that also were honored during the mtn-i America Awards.

IFC, a member of the World Bank Group, was honored with an Editor's Award for its successful introduction of "Impact Notes."  Incapital's Capital Market team worked closely with IFC in the development of a new program that for the first time enables individual investors to access the organization's AAA-rated bonds and support private sector development in emerging markets.

SunTrust Bank and SunTrust Robinson Humphrey were also honored with a Landmark Deal award for their successful launch of a new series of Floating Rate Notes. Incapital distributed the majority of SunTrust's landmark, new FRN offering.  The deal ranked as the only one of its size not from a Wall Street firm or leading international issuer. 

"Incapital's innovation and creativity were on full display throughout 2013," said Deryk Rhodes, Executive Director of Structured Investments Trading at Incapital. "Our team rose to the challenge of developing new products that married issuers' need for efficient funding with investors' risk appetite and desire to enhance yield."

Working with over 50 issuers across nine asset classes, Incapital last year distributed more than $20 billion in fixed income and structured notes to a network of more than 400 broker-dealers, wealth managers and institutions. 

The annual Americas Awards are presented by mtn-i, a news provider covering the US$3.5tn global medium-term and structured note market.  In addition to this year's awards, mtn-i has recognized Incapital as North American Distributor of the Year in three of the past six years and also recognized the firm's educational resources and the support provided for financial professionals through Incapital's StructuredInvestments.com website. 

About Incapital

Based in Boca Raton and Chicago, Incapital has established itself as one of the leading underwriters and distributors of a wide range of securities and investment products to broker-dealers, asset managers and institutional investors. Incapital originates and distributes offerings across multiple asset classes including fixed income, equity and equity hybrid securities.

Incapital LLC, 200 South Wacker Dr. Suite 3700 Chicago, IL 60606. Phone: 312.379.3700. 1800 North Military Trail Suite 400 Boca Raton, FL 33431 Phone: 561.361.1100

Securities offered through, and UITs sponsored by, Incapital LLC, Member FINRA/SIPC. Annuities and insurance products offered through Incapital Insurance Services LLC, Member FINRA/SIPC.

These securities are only being made available by means of a prospectus and/or other offering documents. Before you invest, you should read the offering documents and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC website at www.sec.govAlternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-800-327-1546.

Any financial product sold prior to maturity may be worth more or less than the original amount invested. Depending upon the specific product offering, investment risks include, but are not limited to, interest rate risk, credit risk of the issuer and liquidity risk. Additionally, unless otherwise specified in the respective offering documentation, the product(s) discussed herein are not FDIC insured, may lose value, and are not bank guaranteed. While a high rating by a ratings agency does not guarantee safety of principal or return of funds, it does provide an independent opinion. Incapital does not offer or sell investment products to individual investors. Investors should carefully review and understand the offering documents and consult with their financial and tax advisors prior to investing in any financial product(s).

Specific investment terms are for illustration purposes only and may not reflect the actual terms of an investment product available for purchase from Incapital. Financial products are sold only by the offering documents and supplements of the respective issuer. The information contained herein does not constitute an offer to sell or a solicitation of an offer to buy securities. Investment products described herein may not be offered for sale in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful or prohibited by the specific offering documentation. Securities offered through and UITs sponsored by Incapital LLC,

Member FINRA / SIPC. Annuities and insurance products offered through Incapital Insurance Services LLC, Member FINRA / SIPC. © 2014 Incapital. All rights reserved. Incapital, 200 South Wacker Dr. Chicago, IL 60606.


            

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